AML/CFT programmes, MLRO-as-a-Service, independent AML/CFT audits, risk assessments, monitoring, sanctions and inspection support.
Ongoing Legal Support
A standing legal and regulatory function without building one in-house — senior counsel who already know your structure, licences and risk profile.
Discuss your matterTypical deliverables
- Agreed scope and service levels
- Group-wide regulatory calendar
- Monthly or quarterly activity summary
- Priority access to senior counsel
Overview
Why it matters
Once a business is operating, licensed or not, the work changes rather than stops: reporting deadlines, regulatory notifications, new contracts, product changes, bank queries and inspections. Each is easier to handle with advisors who already hold the context than through a fresh instruction and briefing every time.
Under an ongoing support arrangement, a dedicated ROZSUD team works as an extension of your management and compliance functions, with one point of contact, agreed scope, response times and a predictable fee.
Scope
What we do
Retained Counsel
A dedicated senior advisor who knows your business and coordinates specialists when a question requires them.
Contract Flow
Rolling review of commercial, supplier and partner contracts within agreed turnaround times, so deals keep moving.
Regulatory Calendar
Tracking reporting deadlines, licence renewals, fees and notification obligations across all licensed entities, each planned well ahead.
Governance Support
Board papers, resolutions, policy reviews and annual compliance cycles, kept audit-ready.
Regulator and Bank Queries
Drafting complete, consistent responses to regulator requests, bank periodic reviews and counterparty due diligence.
Product and Change Reviews
Regulatory review of new products, features, markets and campaigns before launch, with what each needs to go ahead.
Industries
Where we apply it
- iGaming & GamingB2C operators, B2B suppliers, platforms, aggregators and affiliates.
- Fintech & PaymentsPayment and e-money institutions, PSPs and acquirers, payment facilitators and embedded finance.
- Crypto & Digital AssetsCASPs and VASPs, exchanges, custodians, wallets, token projects and crypto payments.
- Forex & InvestmentsForex and CFD brokers, investment firms, trading and investment platforms.
- Digital Platforms & MarketplacesOnline marketplaces, digital platforms, multi-sided platforms and digital service operators.
- IT & SaaS BusinessesIT and software development companies, SaaS providers, IT outsourcing and cloud services.
Questions
Frequently asked
How is ongoing support priced?
Typically as a fixed monthly fee for an agreed scope, with work outside that scope quoted separately in advance. The scope is reviewed periodically so it reflects what you actually use.
How do we send requests?
Through the channels your team already uses. We agree the channels, escalation route and response times at onboarding.
Related
Related practice areas
Platform, white-label, B2B supply, SaaS, affiliate and outsourcing agreements, drafted and negotiated to close deals in regulated markets.
External DPO services and working privacy programmes: GDPR and global privacy laws, DPIAs, data mapping, transfers and ISO/IEC 27701.
Licence strategy, applications and regulator engagement for gaming, payments, e-money, investment and crypto-asset businesses.
Considering retained legal and regulatory support?
The first conversation covers your entities, licences and recurring requests; you then receive a written proposal with scope, response times and a monthly fee.