AML/CFT programmes, MLRO-as-a-Service, independent AML/CFT audits, risk assessments, monitoring, sanctions and inspection support.
Practice area 11
Ongoing Legal Support
A standing legal and regulatory function without building one in-house — senior counsel who already know your structure, licences and risk profile.
Discuss your matterTypical deliverables
- Agreed scope and service levels
- Group-wide regulatory calendar
- Monthly or quarterly activity summary
- Priority access to senior counsel
Overview
Why it matters
After authorisation, the work changes rather than stops: reporting deadlines, regulatory notifications, new contracts, product changes, bank queries and inspections. Instructing external counsel matter by matter for each of these is slow and expensive.
Under an ongoing support arrangement, a dedicated ROZSUD team works as an extension of your management and compliance functions, with agreed scope, response times and a predictable fee.
Scope
What we do
- 1.
Retained Counsel
A dedicated senior advisor who knows your business and coordinates specialists when a question requires them.
- 2.
Contract Flow
Rolling review of commercial, supplier and partner contracts within agreed turnaround times.
- 3.
Regulatory Calendar
Tracking reporting deadlines, licence renewals, fees and notification obligations across all licensed entities.
- 4.
Governance Support
Board papers, resolutions, policy reviews and annual compliance cycles.
- 5.
Regulator and Bank Queries
Drafting responses to regulator requests, bank periodic reviews and counterparty due diligence.
- 6.
Product and Change Reviews
Regulatory review of new products, features, markets and marketing campaigns before launch.
Industries
Where we apply it
- iGaming & GamingB2C operators, B2B suppliers, platforms, aggregators and affiliates.
- Fintech & PaymentsPayment and e-money institutions, PSPs and acquirers, payment facilitators and embedded finance.
- Crypto & Digital AssetsCASPs and VASPs, exchanges, custodians, wallets, token projects and crypto payments.
- Forex & InvestmentsForex and CFD brokers, investment firms, trading and investment platforms.
- Digital Platforms & MarketplacesOnline marketplaces, platform operators and intermediary business models.
- Technology BusinessesSoftware, SaaS, data-driven and ICT businesses operating across borders.
- High-Risk & Regulated Digital BusinessesBusiness models that banks, payment providers and regulators treat with enhanced scrutiny.
Questions
Frequently asked
How is ongoing support priced?
Typically as a fixed monthly fee for an agreed scope, with work outside that scope quoted separately in advance. The scope is reviewed periodically so it reflects what you actually use.
How do we send requests?
Through the channels your team already uses. We agree the channels, escalation route and response times at onboarding.
Related
Related practice areas
Platform, white-label, B2B supply, SaaS, affiliate and outsourcing agreements drafted for regulated environments.
Privacy compliance and GDPR programmes, notices and DPAs, DPIAs, data mapping and ROPA, transfers, audits and breach response.
Licence strategy, applications and regulator engagement for gaming, payments, e-money, investment and crypto-asset businesses.
Discuss your matter with a senior advisor.
Share a few details about your business and plans. We will come back to arrange a confidential initial conversation.